Calculus of Variations

The area functional, first variation, and why minimal surfaces are critical points

Calculus of Variations

The calculus of variations is the mathematical framework for finding functions that minimize (or maximize) a functional — a "function of functions." For minimal surfaces, the functional is the area:

A[S] = ∬ √(EG - F²) du dv

A surface is minimal when it is a critical point of this functional — meaning the first variation vanishes for all compactly supported normal perturbations.

Interactive: Area Functional Explorer

Perturb a catenoid (minimal surface) by adding a bump. The left panel shows the deformed surface; the right panel plots the area as a function of bump height. Notice the parabolic minimum at h = 0 — the signature of a critical point where dA/dh = 0.

Catenoid + perturbation φ
Area functional A[S + hφ]

First Variation

If we deform S by a normal variation S + tφN:

δA = -∬ 2Hφ dA

This vanishes for all φ if and only if H = 0.

Second Variation

The Jacobi operator governs stability:

L = Δ + |A|²

A minimal surface is stable if the smallest eigenvalue of L is non-negative.

Interactive: Catenoid Stability & Collapse

Pull the boundary circles apart. As the separation increases, the smallest Jacobi eigenvalue decreases toward zero. At the critical separation, the catenoid becomes unstable and collapses into two flat disks — the globally area-minimizing configuration.

Jacobi Operator Eigenvalueλ₁ ≈ 0.430
unstable (λ₁ < 0)stable (λ₁ > 0)

Key Takeaways

  • Area functional: Minimal surfaces are critical points of area, not necessarily minima.
  • First variation → H = 0: The Euler–Lagrange equation for area is mean curvature = 0.
  • Jacobi operator: L = Δ + |A|² determines stability of a minimal surface.
  • Catenoid collapse: Beyond a critical separation, the catenoid is unstable and two disks win.